Quick Thoughts on Overhang Arguments
I have two goals for this post:
- Pose the question: Have overhang arguments been used successfully in other fields?
- Lay out some of the reasons why I am suspicious of overhang arguments.
I've had the second of these on my mind for a few years now and am posting something rough rather than leaving it in drafts.
Intro
Within AI safety, people sometimes use overhang arguments to justify doing things that appear suspicious. The core of an overhang argument, as I see it is:
- We are worried about some particular (dangerous) progress happening very quickly in the future.
- We can push forward at least one of the inputs to that progress today. We expect doing so will both bring the dangerous thing sooner and slow down future progress toward the dangerous thing. We're trying to trade time now for time later.
A common form of this is a "compute overhang" argument: let's avoid situations where there is tons of compute lying around and drastically more efficient algorithms get developed, as that would allow these algorithms to scale rapidly to ASI. Therefore, we should push forward algorithm efficiency as much as we can today (in addition to all of the non-compute inputs) while the compute stock is relatively low, and then progress in the future will be more limited by the rate of growth of compute stock (relatively slow and predictable).
Have overhang arguments been used successfully in other fields?
Have people made overhang arguments in other fields, have those arguments been compelling, what are the key similarities/differences to AI, and how has that gone? Based on asking LLMs, here are some examples (though all have key disanalogies):
- Controlled/prescribed burns. There are at least two disanalogies. First, controlled burns are not first-order very bad; if we were deliberately burning 1/10th of a village in order to reduce future risks to the village, that would be a different story. Second, controlled burns actually get rid of the stock of dry tinder, leading to smaller fires later. In a compute overhang argument, the more efficient algorithms are still available later.
- Various cryptography examples including Deep Crack. In the late 1990s a bunch of cryptographers were worried that the commonly used DES encryption algorithm had too short of a key length. During a public competition, researchers developed Deep Crack which cracked a DES-encrypted message in 56 hours. This is considered to be one of the reasons why more secure encryption was adopted soon after. In effect, researchers worried that it would soon be possible to cheaply break DES; "Five years from now some teenager may well build a DES Cracker as her high school science fair project" (source). Therefore, they accelerated methods for this in order to show it was possible, still before it was easily accessible. A primary motivation was to show that a particular thing was dangerous and possible so that society addresses that risk, which appears different from many people's motivation for reducing compute overhang. I suspect that if the researchers knew for a fact that society would continue using DES regardless of their work, they wouldn't have tried to democratize its accessibility.
- In 2010 David Keith made a combination of overhang arguments and other arguments for geoengineering funding. "it would be reckless to conduct the first large-scale SRM tests in an emergency. Instead, experiments should expand gradually to scales big enough to produce barely detectable climate effects and reveal unexpected problems, yet small enough to limit resultant risks". Keith was in favor of geoengineering and therefore likely viewed this as a question of how to develop a good thing responsibly. In the case of AI, it is pretty unclear whether we should be trying to (in the near term, given the state of alignment science) develop ASI at all, though some overhang proponents would disagree with me here.
- Biological Gain of Function (GoF) Research. You run some risk of lab leaks in order to better understand and prepare for future biological threats. You might also publish information that makes it easier for others to develop a bioweapon. This is a preparedness argument more than an argument about slowing future progress. GoF research is much less diffused by default compared to AGI research—biology researchers aren't trying to sell their research to billions of customers and make billions of dollars in the process. EA-ish people seem to mostly oppose GoF research in the current environment, as does the U.S. government.
Why I consider overhang arguments suspect
In no specific order:
- They are an "ends justify the means" consequentialist argument and a "the bad thing is good, actually" argument, which is in general suspect. Such arguments should require a high burden of proof.
- They rely on complex reasoning about progress, and those making these arguments almost never spell out their full reasoning, let alone a detailed model of the situation (i.e., they don't meet the high burden of proof). I expect to have significant uncertainties and disagreements with whatever model is put forward, e.g., is the right way to think about algorithm progress as there being a fixed set of algorithms and we slowly pick higher and higher hanging fruit—is this true w.r.t. current margins?
- There are two ways to reduce overhang: get rid of the overhanging resource (compute), or advance other resources (algorithms) earlier. The first looks better, yet those making overhang arguments rarely seem to advocate for this.
- Empirically, the effect of trying to reduce compute overhang by advancing algorithms seems to have directly contributed to substantial compute buildout. One chain is Smarter AIs --> demand from consumers --> more compute buildout. Another is If you want to advance algorithms, you need lots of compute (so much so that compute for research might be the biggest category of compute spend) --> compute buildout. Even though DeepSeek (and falling cost of intelligence) initially dropped U.S. stocks, I think the current consensus is that Jevons Paradox rules: cheaper intelligence causes increased demand for compute.
- It's very plausible to me that some of the people using overhang arguments are not primarily motivated by overhang arguments. It seems like they just want to do the dangerous-by-my-lights thing and this is an excuse. (e.g., Sam Altman, discussion). These arguments seem super susceptible to motivated reasoning.
- Overhang arguments can be used to justify many seemingly-bad actions. One could argue that Covid was good because it reduced "society not being prepared for a pandemic" overhang. Seems sus. I am not sure where to draw the line between "clearly this is terrible" and "the overhang argument goes through".
List of relevant links
These are some links I've found useful when thinking about this topic
- Paul Christiano on RLHF
- Paul Christiano another time
- The LessWrong tag for Computing Overhang
- Intelligence Explosion: Evidence and Import fn 7
- AI Impacts definition
- Andy Jones
- Advanced agent properties
- Steven Byrnes
- Ajeya Cotra on the lifetime anchor
- Likelihood of discontinuous progress around the development of AGI
- Strategic considerations about different speeds of AI takeoff
- Discussion on What just happened? Pragmatism and Pessimization